Hedge Funds
Big impact for small teams
The nature and pace of hedge fund trading activities means robust compliance around the likes of shareholding disclosure, position limits, short selling and sensitive industries can be problematic. And getting the compliance fundamentals right, each time, every time is essential in an unforgiving environment is becoming a higher priority.
We already have lots of hedge funds as clients and can help you build a compliance monitoring and reporting framework that is flexible, smart and future-ready.
Keep on top of Shareholding Disclosure…and prove it
Our Shareholding Disclosure platform monitors disclosure requirements in over 100 jurisdictions for beneficial ownership, short selling and takeover panels across complex company aggregation structures for trillions of underlying assets.
Handling derivatives limits pre-and post-trade
The Position Limits solution monitors derivatives limits imposed by exchanges and regulators across the globe. It does more than just automation.
Keeping on top of Sensitive Industries exposure
Thresholds vary by jurisdiction, a single company can operate in a wide range of industries and there can be issuer-specific limits in an industry.
Automating global Short-Selling disclosure
With one of the smallest margins of error, our Filing Manager solution automates the moving parts...and we are challenging the regulators to do more.
Want to know more?
Worried about how much the SEC changes will affect you?
We’ve got you covered. Our disclosure solutions are fully integrated with 13f-2 rules, ensuring your hedge fund meets the new requirements for more detailed information on holdings, strategies, and risks. The rules are set, our community approves, and everything is up and running. We’re also fully prepared for the latest marketing restrictions. Being first-to-market is just the cherry on top, giving your fund a competitive edge in staying compliant and transparent.
Hedge Funds, it's time...
The evolving shareholding disclosure requirements have presented a challenge for fund managers. With the SEC and other regulators tightening their grip, hedge funds now face potential fines for failing to comply with these rules. To navigate this, hedge funds need to focus on key areas of compliance. How can they stay ahead? By adopting the LEADR framework, also known as the 5 Pillars of Beneficial Ownership. This approach ensures hedge funds meet new disclosure requirements, mitigate risks, and maintain transparency in line with regulatory demands.
Good people, good business, good ethics. We are FundApps.
FundApps is a company powered by experts, with a client community of 1000s and a culture underpinned by ethics. Oh - and we make the best regulatory software so our clients can "get a good night’s sleep now they have FundApps" *[real client quote]
Many lawyers, ex-regulators, info sec and other experts work for the B Corp that is FundApps. We are all about future-proofing our compliance monitoring and reporting software so we can always monitor the £19trn (and growing) of AuM for the industry’s most active and happy global compliance community [we get top notch NPS + CSAT scores year after year].
Why Community is the X Factor of Compliance
Discover the power of community & collaboration in the financial industry and why a diverse community leads to innovation, productivity, & compliance.
Our partners
…I can highly recommend their people and solution to any firm, large or small, which deals with shareholding disclosures. At FundApps the team is always ready to go the extra mile to fit your need. More importantly, they will think with you. My experience with them has been nothing but EXCELLENT!
Vik D, Group Compliance Officer
Dutch Insurance Group
FundApps has allowed our organisation to stay on top of time sensitive disclosure requirements, alert us to approaching threshold breaches, accommodate rule changes in jurisdictions across the globe and provide audit trails on historical disclosures...
Kai Chu, Senior Compliance Analyst
Ontario Teachers’ Pension Plan, Canada
FundApps has simplified the complexities of shareholding disclosure regulations into one intuitive, easy to use platform and provides continued support from both their customer success team and content team when required.
Charlotte Sneddon, Risk Information & Reporting Manager
Quilter, United Kingdom
...With the help of FundApps, we can commit to delivering high-quality investment outcomes to our clients. We're excited about joining FundApps’ compliance community and we look forward to working together.
Dirk Kaltschnee, Compliance Officer
Deka, Germany
FundApps’ Shareholding Disclosure service provides an intuitive and transparent solution to the ever-changing regulatory requirements we face. It will enhance our confidence in the filings we make, the integrity of the data used and the auditability of our shareholding disclosure reporting.
Manoj Chopra, Head of Risk Services
Vontobel, Switzerland
The combination of the Rule Commentary functionality, the explanation from FundApps and the detail provided about the rules from aosphere provides our business with a reliable solution that we can continue to use as our business grows.
Ben Battye, Chief Operations Officer
BennBridge, United Kingdom
...Using FundApps Filing Manager, my disclosures are ready to be submitted directly to the regulator at the simple click of a button. Once completed, I can view the filing status in one place with an entire audit trail, eliminating the need to cross-check various sources and validate the information submitted, making the entire disclosure process seamless.
Lynne Marchetti, Compliance Specialist
WCM Investment Management, United States
Our case studies
Viridian Asset Management Scales with FundApps
Viridian Asset Management leverages FundApps’ Shareholding Disclosure solution to ensure compliance and support scaling across multiple APAC territories.
FundApps Develops Filing Manager with Client CCLFG
Connor, Clark & Lunn Financial Group finds success and efficiency through a product sponsorship with FundApps, creating a new service, Filing Manager.
Swiss Asset Manager
A Swiss asset manager with $132 billion AuM achieved efficiency and accuracy using FundApps' comprehensive rules package and central dashboard.
Lets begin the journey
Discover how FundApps can empower you in creating a compliance monitoring and reporting framework that is adaptable, intelligent, and primed for the future.