Position Limits
Clean, updated data
Automated data sourcing from the FIA Tech’s Databank, trading calendar data, direct exchange data and more to ensure access to up-to-date and usable data.
Automated calculations
Our in-house regulatory experts interpret complex limit definitions, define the calculations and translate them into the rules that power our proven rules engine.
Pre-trade & Intra-day Monitoring
Pivot from post-trade monitoring to First Line of Defence with our outbound API that enables pre-trade/intraday position limit monitoring for the Front Office.
Interactive warning system
The ability to set up bespoke alerts to suit a variety of risk appetites ensures adequate warning of when positions are approaching limits.
SFC Announces Changes to Position Limit Regime
The first changes to the SFC Position Limit Regime since 2017 take effect on 22 December 2023, altering four major requirements for investment managers.
Why Derivatives Limit Monitoring Needs Automation
Learn why derivatives limit monitoring needs automation & why a manual intervention process, takes an inordinate amount of effort to keep working effectively.
Peeling Back the Layers of Position Limits
Position Limits cover the purchase and trading of a broad set of derivatives across asset classes and instruments. Where did it all start?
Position Limits keep vying for the compliance spotlight, and for good reason
Our latest blog focuses on how derivatives limit monitoring is still a moveable feast and needs to be kept on top of, highlighting changes in 2022.
Monitoring Position Limits with a Difference - The FundApps Way
An overview of FundApps vs. Competitors in the Position Limits monitoring space
CFTC clamps down on Position Limits violations
CFTC, the U.S derivatives markets regulator, issues large fine to Tyson Foods for violating position limits monitoring due to aggregation errors.