Many questions remain around US short selling rules ahead of a looming deadline of 2 January 2025. One of the biggest is will the SEC’s proposed rules be partially or completely vacated? Oral arguments take place on 7 October and this will give us a strong indication..
As firms everywhere look for answers, clarity and confidence, the upcoming expert-heavy FundApps webinar is poised to tackle both the big and little questions.
Joining the panel for the Let's Talk SEC Changes: A 'short' update on 22 October 2024 are:
- C. Wallace DeWitt, Counsel, A&O Shearman
- Kevinraj Bhatia, CFA, Senior Compliance Officer and Counsel, Bridgewater Associates
- Matthew Rogers, Counsel, K&L Gates
- Felix Blumer, Lead Regulatory Expert, FundApps
Register today here: https://event.on24.com/wcc/r/4713580/04EFF6A06D43C6C42FB16DA57E34A684
Can’t make it? We thought of that too. The webinar will be recorded and available to all registrants.
Be part of the audience. Be part of the conversation. Sign up today.
Andy Haldane announced as Keynote for Compliance LEADR event
FundApps is excited to announce ex-Bank of England Chief Economist, Andy Haldane is this year’s keynote speaker at the all-new industry conference for C-suite and senior compliance professionals, Compliance LEADR on 7 November 2024 in London.
Speaking a few days after the US presidential election and a week after the UK's first budget under the new Labour Government, hear first-hand what this renowned financial services expert has to say about it all. A former member of the Bank’s Monetary Policy Committee, Haldane brings an invaluable perspective on compliance within the investment management universe.
Haldane’s keynote represents a fraction of the half-day event, from a C-Suite perspective on everything compliance monitoring and reporting to hurdles in data and more, guests can expect dynamic conversations. The conference includes opportunities to network as well as debate and evaluate hot topics across Legislation, Events, Aggregation, Data and Region.
To register for Compliance LEADR, click here. FundApps clients have priority but If you are a C-suite or senior compliance professional and not already a client, some spaces will be available please register using the above link and we will be in touch.
