Blogs
Posts tagged with Leadr
US Short Selling: will 13f-2 be partially or completely vacated?
Join FundApps’ expert panel webinar on Oct 22 2024, to discuss SEC short selling rules and hear Andy Haldane speak at Compliance LEADR in November.
REGION LEADR: Big Shareholding Disclosure Takeaways for Key Regions
Explore the key takeaways from Let's Talk: LEADR webinar, covering key regions like India, Japan, the EU, and the US. Stay informed on regulatory changes and market trends.
Why the compliance challenge of aggregation is often underestimated
Discover how aggregation plays a vital role in the LEADR framework and the obstacles financial institutions encounter in meeting regulatory compliance.
Where Data Gets Your Shareholding Disclosure Wrong
Discover the importance of data in shareholding disclosure and how it serves as the foundational pillar for compliance.
LEADR: 5 Pillars of Shareholding Disclosure | FundApps
Introducing LEADR, a framework to assess your systems and processes for monitoring and reporting beneficial ownership. Discover this new piece of technology.
Why (proper) shareholding disclosure doesn't end at delegation
Delegation is common practice in investment management, especially for endowments and pensions. Unfortunately, it is not as simple as it seems.
The EU’s MiCA - the ‘Mini-MiFID’
In late June, the Council presidency and the European Parliament reached provisional agreement to introduce the Markets in Crypto-assets (MiCA) directive.
Applying Expertise Beyond Regulatory Guidance
We explore how FundApps have established a regulatory framework for how an investment should or should not be included in a Shareholding Disclosure check.
Product Update: The ‘Florange Law’ and Double Voting Rights
FundApps has introduced new functionality making it possible to automatically calculate the adjustment to voting rights derived from the Florange Law.