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Posts tagged with Filing manager
Short Selling Regulation Review: Our Response to the Call for Evidence

Short Selling Regulation Review: Our Response to the Call for Evidence

FundApps' letter to His Majesty’s Treasury (HMT) after a call for evidence was issued to improve the UK’s Short Selling Regulation (SSR).

Hong Kong hedge fund fined HK$1.75mn by SFC for EU short selling breach

Hong Kong hedge fund fined HK$1.75mn by SFC for EU short selling breach

A Hong Kong hedge failed to make 155 notifications to the FCA and 153 disclosures to the public of its net short position in Premier Oil.

From the Content Team: Japanese Delta Hedging

From the Content Team: Japanese Delta Hedging

This post explains the exemption on sales of shares in connection with long convertibles, in the Japanese short selling disclosure regime.