Blogs

ESMA Renews Reduction of EU SSR Limit

ESMA Renews Reduction of EU SSR Limit

Due to the adverse effects of the COVID-19 pandemic, ESMA has renewed its decision requiring net short position holders to report positions of 0.1% and above.

Capital Markets Modernisation Taskforce Releases Final Report

Capital Markets Modernisation Taskforce Releases Final Report

The Ontario Government has established the Capital Markets Modernization Taskforce. Their report covers the improvement of regulatory governance, modernisation of the capital ...

Do You Know Your Total Cost of Ownership? (Part 2: On Prem)

Do You Know Your Total Cost of Ownership? (Part 2: On Prem)

Here we look at the potential TCO for purchasing an off-the-shelf system that will be installed on your own servers (so called “On Premises” or “On-Prem”).

Account Manager, “Regspert”, Client Success Manager - or simply... voice of the client?

Account Manager, “Regspert”, Client Success Manager - or simply... voice of the client?

Upon joining the FundApps community our Account Managers become invested in you and in providing a uniquely tailored FundApps experience.

Using Custom Warnings to Remain Compliant | FundApps

Using Custom Warnings to Remain Compliant | FundApps

FundApps makes sure our clients can focus on generating alpha without worrying about compliance. Learn about Custom Warnings in our Position Limits service.

Equity Monitoring | Australian Takeover Updates | FundApps

Equity Monitoring | Australian Takeover Updates | FundApps

Discover the published response statement from the Australian Takeovers Panel to the proposed amendments to Guidance Note 20: Equity Derivatives (GN20)

Threshold change proposal for US 13F - The death knell of transparency?

Threshold change proposal for US 13F - The death knell of transparency?

The SEC has proposed to raise the disclosure threshold for 13F filings from $100m to $3.5bn. Is this the death knell of transparency into investment behaviour?

Invest in CaaS to Improve Compliance, Not Simply to Reduce Costs

Invest in CaaS to Improve Compliance, Not Simply to Reduce Costs

Similar to many investments during our lifetime, it is vital to consider the short and long term benefits of choosing a compliance-as-a-service solution.

Do You Know Your Total Cost of Ownership? (Part 1: BYO)

Do You Know Your Total Cost of Ownership? (Part 1: BYO)

Curious about how much you spend? Find out more about your total cost of ownership and how to accurately estimate potential spending from our specialists.