Blogs
Hong Kong Short Positions: A Teachable Moment
Find out more on the Hong Kong regulator Securities and Futures Commission (SFC) issues arising from failure to ensure short position reports under SPR rules.
CFTC Federal Position Limits on Economically Equivalent Swaps
Discover how the CFTC turned towards the OTC markets & set out intentions to impose position limits on economically equivalent swaps under the final rule.
How does the CFTC’s Final Rule on Position Limits impact US exchanges?
Explore the changes set out by the CFTC’s Final Rule on Position Limits, and discover the impact on exchange-imposed Position Limits across US exchanges.
The Final Rule: Updates to the CFTC’s Federal Position Limits
Discover the latest updates to CFTC’s Federal position limits, including the newly outlined spot month and non-spot month limits implemented by the Final Rule.
What we learned as a result of Brexit | FundApps
Discover what we learned as a result of Brexit and how we are helping clients keep pace with regulatory changes that took place throughout the process.
The Silver Screen & Retail Trading Revolution | FundApps
Discover more about how commodities became center stage of the Retail Trading Revolution and why investors should remain vigilant of changes to silver margins.
Has The Time For The AI Compliance Officer Arrived?
Learn how innovative technologies have transformed the financial industry at all levels, and how the compliance officer's role is no different.
CFTC Position Limits | An Overview of the Changes | FundApps
An overview of the CFTC’s Final Rule from updated federal position limits on 25 core referenced futures contracts to updates to exchange-set limits.
Japan's Foreign Exchange and Foreign Trade Act | FundApps
To promote foreign direct investment whilst protecting the national interest, Japan has unveiled its new streamlined Foreign Exchange and Foreign Trade Act.