Blogs
Will Delegation Affect My Disclosure Obligations? | FundApps
Find out more about automated aggregation requirements for entities that have delegated management or voting authority in our series on delegation & disclosure.
Don’t Get Caught Short Reporting to ASIC - FundApps Have You Covered Down Under
Australian short selling reporting to the Australian Securities & Investments Council (ASIC) through the Foreign Investment eXchange (FIX) protocol ‘position report’ ...
ESMA relaxes MiFID II position limits to help boost post Covid-19 recovery
The European Securities and Markets Authority (ESMA) announces changes to MiFID II Recovery Package for position limits on commodity derivatives.
How to Achieve Maximum Headroom for your Sensitive Industries Monitoring
Want to know how to achieve maximum headroom for sensitive industries monitoring? Find out how our specialists keep clients up to date with industry changes.
SPACs and what you need to disclose under Section 13 of the SEA
Special Purpose Acquisition Companies are on the rise, but data providers won't provide reporting under Section 13 of the Securities and Exchange Act of 1934.
What does International Women’s Day mean at FundApps?
Discover how we here at FundApps prioritise gender diversity and inclusion in the running of our company as we celebrate International Women's Day.
Hong Kong Short Positions: A Teachable Moment
Hong Kong regulator Securities and Futures Commission (SFC) issues fine for failure to ensure short position reports (SPRs) under the Securities and Futures Short Position ...
CFTC Federal Position Limits on Economically Equivalent Swaps
In accordance with Dodd-Frank, the CFTC is turning its gaze towards the OTC markets. Under the Final Rule, the CFTC sets out its intentions to impose position limits on ...
How does the CFTC’s Final Rule on Position Limits impact US exchanges?
We explore the changes set out by the CFTC’s Final Rule on Position Limits, specifically looking at the impact on exchange-imposed Position Limits across US exchanges (e.g. ...