Blogs
Position Limits keep vying for the compliance spotlight, and for good reason
Our latest blog focuses on how derivatives limit monitoring is still a moveable feast and needs to be kept on top of, highlighting changes in 2022.
What happens when you host your first in-person events in three years?
We've summarised a few magical moments and the behind-the-scenes effort that goes into hosting our in-person events that make it all worth it.
Hong Kong hedge fund fined HK$1.75mn by SFC for EU short selling breach
A Hong Kong hedge failed to make 155 notifications to the FCA and 153 disclosures to the public of its net short position in Premier Oil.
US Client Conference 2022: Key Takeaways
Our AMER client conference included innovative workshops, interactive sessions and an opportunity to connect to the fellow compliance professionals.
SEC: Changes to Private Fund Reporting for US Investment Advisers
On 10 August 2022, the SEC voted 3-2 to propose amendments to Form PF (‘the Form’). Read more about these regulatory updates that may affect you directly.
The EU’s MiCA - the ‘Mini-MiFID’
In late June, the Council presidency and the European Parliament reached provisional agreement to introduce the Markets in Crypto-assets (MiCA) directive.
Applying Expertise Beyond Regulatory Guidance
We explore how FundApps have established a regulatory framework for how an investment should or should not be included in a Shareholding Disclosure check.
Vendor Risks Financial Institutions are Facing in 2022
While having few vendors is logical, our blog provides some strong counter arguments as to why having a selection of strong vendors is the best way forward.
Hiring People vs. Utilising Automated Software | FundApps
Find out what our FundApps CEO Andrew White thinks about hiring people versus using automated software, weighing up the pros and cons of both of these options.