Blogs

German Regulator BaFin Increases Maximum Fine Guidelines

German Regulator BaFin Increases Maximum Fine Guidelines

The new rules, introduce the possibility of revenue based or profit-based calculation of the relevant fines, including a maximum fine of 5% of annual turnover.

New Iceland Short Selling Rules | FundApps

New Iceland Short Selling Rules | FundApps

Iceland has confirmed its decision to incorporate the regulation into national law through a financial circular. Learn more about Iceland's short selling rules.

Overheated Short Selling In South Korea | Fund Apps

Overheated Short Selling In South Korea | Fund Apps

After March 2017, stocks with a sudden and abnormal increase of short selling over a trading day will be designated as “overheated short-selling stocks”.

The Challenges of Position Limit Monitoring

The Challenges of Position Limit Monitoring

FundApps' Position Limits service notifies users of approaching limits and makes it straightforward to share information with traders and compliance teams.

The TDA and Horizontal Aggregation

The TDA and Horizontal Aggregation

Find out more about TDA and horizontal aggregation of holdings and what this means for holding shares and financial instruments from our team of specialists.

Changes in Hong Kong Short Position Reporting

Changes in Hong Kong Short Position Reporting

With effect from 15 March 2017, the Securities and Futures Commission is expanding the existing short position reporting requirements in Hong Kong.

13F: More than Meets Excel

13F: More than Meets Excel

Looking for 13F data in a usable format? Automate the entire process and avoid using Excel to meet 13F filing requirements.

Shareholding Disclosure Webinar | FundApps

Shareholding Disclosure Webinar | FundApps

Watch our webinar on Shareholding Disclosure, hosted by Thomson Reuters. Learn more about disclosure requirements and common pitfalls in the industry with FundApps

From London to New York | Our New York Office | FundApps

From London to New York | Our New York Office | FundApps

As more than 50% of FundApps’ clients are based in North America we decided to open our first ever international office in the city of New York. Learn more.