Blogs
Position Limits on the Hong Kong Stock Exchange
What are some of the nuances that exist when monitoring holdings listed on the HKEX, including netting, aggregation, and calculating contract exposure?
An Overview of CFTC and MiFID II Position Limits | FundApps
With the implementation of MiFID II, many questions are still unanswered. Our article can help you find out more about the CFTC and exchange-based limits.
MiFID II: Understanding the Hedging Exemption
Read more on MiFID and understand the hedging exemption & why positions that are held by non-financial entities, must not be counted towards the limits.
What are EEOTC Commodity Derivatives? | FundApps
Discover the reality of EEOTC commodity derivatives and how the inclusion of OTC in the scope of MiFID II will impact position limits and reporting regulations.
The FCA and Individual Accountability | FundApps
Slowly but surely clarifying and reinforcing expectations, discover what failing to comply with regulations set out by the FCA will mean for you in our blog.
White Paper: A Guide to MiFID II Position Limits | FundApps
Our guide details what the rules mean for those trading commodity derivatives, and explains what firms need to avoid sanctions & penalties for non-compliance.
Sourcing Position Limits Calendar Information | FundApps
Exchange calendar information is necessary for calculating spot month position limits & meeting compliance. Read more on sourcing position limits information.
How are CFTC Position Limits calculated?
In the US, the CFTC makes provisions for the exchanges to set the specific position limits that can be accumulated by the market participant on their exchange.
Hong Kong Short Position reporting & dizzying denominators
Short position reporting in Hong Kong is particularly complex, as the SFC requires that the calculation utilises official data directly from the HKEX.