Blogs

CaaS: The Power of Community

CaaS: The Power of Community

When it comes to shareholding disclosure, it is almost impossible for a lawyer in a given jurisdiction to cover every consideration a firm must face.

We've Launched Sensitive Industries!

We've Launched Sensitive Industries!

FundApps' new Sensitive Industries service automates alerts for compliance professionals who are subject to industry specific investment restrictions.

The Pitfalls of Coding Your Own Rules (Part 1)

The Pitfalls of Coding Your Own Rules (Part 1)

Regulation is ever evolving and can change at short (or no) notice. As a result, coding your own rules poses several risks.

Webinar: How to Manage Short Selling Regulation Correctly

Webinar: How to Manage Short Selling Regulation Correctly

For many working in regulatory compliance, there’s barely a chance to stay on top of the need to file the next disclosure, let alone time to review the process.

CaaS: The Challenges of Data Sourcing | FundApps

CaaS: The Challenges of Data Sourcing | FundApps

Interested in how compliance is automated? Find out more on how ‘compliance as a service’ (CaaS) has become a reality and the challenges around data sourcing.

COVID-19 and Brexit: To Absent Frenemies

COVID-19 and Brexit: To Absent Frenemies

Discover more on how the unprecedented effects of COVID-19 and Brexit negotiations impacted the world and what happens when there is unclear leadership.

Diminishing Limit Contracts

Diminishing Limit Contracts

We recently saw the price of “WTI” futures for the May delivery month traded on the New York Mercantile Exchange crash below zero for the first time in history.

Further Covid-19 Regulatory Updates

Further Covid-19 Regulatory Updates

In unison with the reduced ESMA reporting thresholds and outright short-selling bans seen across Europe, it is arguable that Covid-19 is acting as the largest regulatory ...

ESMA 'Risk of Delay' To Financial Reporting Highlights Value of FundApps' Compliance Community

ESMA 'Risk of Delay' To Financial Reporting Highlights Value of FundApps' Compliance Community

The European Securities and Markets Authority (ESMA) recently issued a Public Statement highlighting the likely knock-on effects of the COVID-19 pandemic on the publishing of ...