Blogs
Posts by Liam Driscoll
Capital Markets Modernisation Taskforce Releases Final Report
The Ontario Government has established the Capital Markets Modernization Taskforce. Their report covers the improvement of regulatory governance, modernisation of the capital ...
Using Custom Warnings to Remain Compliant | FundApps
FundApps makes sure our clients can focus on generating alpha without worrying about compliance. Learn about Custom Warnings in our Position Limits service.
Equity Monitoring | Australian Takeover Updates | FundApps
Discover the published response statement from the Australian Takeovers Panel to the proposed amendments to Guidance Note 20: Equity Derivatives (GN20)
Threshold change proposal for US 13F - The death knell of transparency?
The SEC has proposed to raise the disclosure threshold for 13F filings from $100m to $3.5bn. Is this the death knell of transparency into investment behaviour?
Invest in CaaS to Improve Compliance, Not Simply to Reduce Costs
Similar to many investments during our lifetime, it is vital to consider the short and long term benefits of choosing a compliance-as-a-service solution.
We've Launched Sensitive Industries!
FundApps' new Sensitive Industries service automates alerts for compliance professionals who are subject to industry specific investment restrictions.
COVID-19 and Brexit: To Absent Frenemies
Discover more on how the unprecedented effects of COVID-19 and Brexit negotiations impacted the world and what happens when there is unclear leadership.
Diminishing Limit Contracts
We recently saw the price of “WTI” futures for the May delivery month traded on the New York Mercantile Exchange crash below zero for the first time in history.
Further Covid-19 Regulatory Updates
In unison with the reduced ESMA reporting thresholds and outright short-selling bans seen across Europe, it is arguable that Covid-19 is acting as the largest regulatory ...