Blogs

Posts by Liam Driscoll
Changes to Section 13 & Short Sale Requirements | FundApps

Changes to Section 13 & Short Sale Requirements | FundApps

Discover more about the new, proposed changes to Section 13 and the beneficial ownership and short-selling by the SEC from head of FundApps North America.

SEC Proposes Short Sale Disclosure Rule | FundApps

SEC Proposes Short Sale Disclosure Rule | FundApps

Learn about how the Securities and Exchange Commission have proposed a new Rule 13f-2 that will increase market transparency regarding short selling.

2021: Year in Review

2021: Year in Review

As 2021 draws to a close and we get excited to kick off a new year, we’re taking a moment to reflect on what we have achieved over the past 12 months.

New CFTC Rules - Know Your Position Limits

New CFTC Rules - Know Your Position Limits

Read a summary of the CFTC’s Final Rule change, which includes federal spot month position limits, exchange-set limit updates and economically equivalent swaps.

Our Journey so far in New York | FundApps

Our Journey so far in New York | FundApps

We now have our own office spaces in New York City. Discover more about our team across the pond, and how it continues to expand and attract global talent.

How FundApps’ Client Services Supports Some of the Largest Financial Institutions in the World

How FundApps’ Client Services Supports Some of the Largest Financial Institutions in the World

5 tips on how to scale a Client Services team while providing excellent global support. Covers implementation, account management and client experience (CX).

Position Limits & the EU Carbon Markets | FundApps

Position Limits & the EU Carbon Markets | FundApps

Read more about our call as a B-Corp and RegTech for ESMA to impose position limits on carbon emissions amidst hedge fund speculation, and what this could mean.

How To Overcome Missing Data in Position Limits | FundApps

How To Overcome Missing Data in Position Limits | FundApps

Special Purpose Acquisition Companies are on the rise, but data providers won't provide reporting under Section 13 of the Securities and Exchange Act of 1934.

ESMA relaxes MiFID II position limits to help boost post Covid-19 recovery

ESMA relaxes MiFID II position limits to help boost post Covid-19 recovery

The European Securities and Markets Authority (ESMA) announces changes to MiFID II Recovery Package for position limits on commodity derivatives.