Avoid reputational damage
How it happens
The stakes are high, stakeholders are less forgiving and regulators across the globe are losing their patience. Increasingly authorities are turning to sanctions, fines or criminal charges and this can cause significant reputational damage.
Let's delve further
Given a lot of existing compliance monitoring and reporting frameworks are based on procedures of yesterday, legacy technology and manual operations, it is easy to see how it can happen. Add to this the challenge of understanding the nuances of a myriad of regulations that keep being added to, changed and updated and the complexity builds.
The best way to get on top, stay on top and prove you are on top is to automate compliance monitoring and reporting. Not all automation is created equal - FundApps software is a proven and our client roster and retention is impressive so you will be in good hands in a strong and active community of your peers.
FundApps in a nutshell
We can scale: monitoring trillions of client AuM: from boutique hedge funds to sovereign wealth funds to investment banks.
We are many: our global and active Client Community provides access to 1000s of industry peers.
We have skills: a proven ability to interpret regulation, code rules intelligently and create software that works.
How do we help solve the problem?
Our in-house expertise
We have a whole team of regulatory experts in-house who spend their working lives poring over regulations, interpreting the grey areas and listening to our client community and their real-life examples.
Our proven software
Our platform has a sophisticated rules engine, is always up-to-date with the latest regulations and is powered by the industry's most comprehensive and accurate dataset.
Our client after-care
Our Client Services team works hard to retain its CSAT score of 100% month in, month out. They do this through good project management, solid and fast implementations and a strong focus on first touch resolution.
Useful blogs to read
Senior Voices, Big Insights: Compliance LEADR 2024 in review
Highlights from Compliance LEADR 2024, where experts discussed the future of regulatory compliance at London’s Royal Lancaster Hotel.
Let’s Talk SEC: A ‘short’ update - what the experts are saying now
Grab the headline items from FundApps' recent Let's Talk webinar. Our panel of legal experts answered around extraterritoriality, Threshold B, opinion timeframes and so much ...
US Short Selling: will 13f-2 be partially or completely vacated?
Join FundApps’ expert panel webinar on Oct 22 2024, to discuss SEC short selling rules and hear Andy Haldane speak at Compliance LEADR in November.
Our accreditations
…I can highly recommend their people and solution to any firm, large or small, which deals with shareholding disclosures. At FundApps the team is always ready to go the extra mile to fit your need. More importantly, they will think with you. My experience with them has been nothing but EXCELLENT!
Vik D, Group Compliance Officer
Dutch Insurance Group
FundApps has allowed our organisation to stay on top of time sensitive disclosure requirements, alert us to approaching threshold breaches, accommodate rule changes in jurisdictions across the globe and provide audit trails on historical disclosures...
Kai Chu, Senior Compliance Analyst
Ontario Teachers’ Pension Plan, Canada
FundApps has simplified the complexities of shareholding disclosure regulations into one intuitive, easy to use platform and provides continued support from both their customer success team and content team when required.
Charlotte Sneddon, Risk Information & Reporting Manager
Quilter, United Kingdom
...With the help of FundApps, we can commit to delivering high-quality investment outcomes to our clients. We're excited about joining FundApps’ compliance community and we look forward to working together.
Dirk Kaltschnee, Compliance Officer
Deka, Germany
FundApps’ Shareholding Disclosure service provides an intuitive and transparent solution to the ever-changing regulatory requirements we face. It will enhance our confidence in the filings we make, the integrity of the data used and the auditability of our shareholding disclosure reporting.
Manoj Chopra, Head of Risk Services
Vontobel, Switzerland
The combination of the Rule Commentary functionality, the explanation from FundApps and the detail provided about the rules from aosphere provides our business with a reliable solution that we can continue to use as our business grows.
Ben Battye, Chief Operations Officer
BennBridge, United Kingdom
...Using FundApps Filing Manager, my disclosures are ready to be submitted directly to the regulator at the simple click of a button. Once completed, I can view the filing status in one place with an entire audit trail, eliminating the need to cross-check various sources and validate the information submitted, making the entire disclosure process seamless.
Lynne Marchetti, Compliance Specialist
WCM Investment Management, United States
Our partners
Our case studies
Chicago-Based Asset Manager
Chicago-based asset manager with $123 billion in assets under management saved time and money by switching to FundApps' cloud-based compliance service
FundApps Develops Filing Manager with Client CCLFG
Connor, Clark & Lunn Financial Group finds success and efficiency through a product sponsorship with FundApps, creating a new service, Filing Manager.
Swiss Asset Manager
A Swiss asset manager with $132 billion AuM achieved efficiency and accuracy using FundApps' comprehensive rules package and central dashboard.