Asset Managers
'Future-flexible’ compliance
With regulators now actively scrutinising Asset Managers, automation of compliance monitoring and reporting is essential to keep up with constantly changing and ever-increasing market demands. The tech-enabled FundApps ecosystem plays a critical role in enabling automation by simplifying the processes, decreasing turnaround times and increasing accuracy.
So, how exactly does FundApps provide asset managers with a proven path to building a future-flexible compliance monitoring and reporting ecosystem?
Keep on top of Shareholding Disclosure…and prove it
Our Shareholding Disclosure platform monitors disclosure requirements in over 100 jurisdictions for beneficial ownership, short selling and takeover panels across complex company aggregation structures for trillions of underlying assets.
Handling derivatives limits pre-and post-trade
The Position Limits solution monitors derivatives limits imposed by exchanges and regulators across the globe. It does more than just automation.
Keeping on top of Sensitive Industries exposure
Thresholds vary by jurisdiction, a single company can operate in a wide range of industries and there can be issuer-specific limits in an industry.
Automating global Short-Selling disclosure
With one of the smallest margins of error, our Filing Manager solution automates the moving parts...and we are challenging the regulators to do more.
Need more information?
How much will the SEC changes affect you?
Increased reporting, highers costs and transparency risks? Don't worry, We've got it covered. We've got 13f-2 rules integrated into our disclosure solutions - that's right, the rules are set, our community has given them the stamp of approval, and the functionality is up and running. Being the first-to-market is just the cherry on top.
Asset Managers, it's time...
The ever-changing shareholding disclosure requirements have thrown a bit of a curveball at management firms. Thanks to advancements in technology, regulators like the U.S. Securities and Exchange Commission and Financial Conduct Authority are really cracking down, slapping fines on those who don't toe the line with disclosure rules. To tackle these challenges head-on, firms need to pinpoint their focus areas. And how do they do that? By embracing the LEADR framework, also known as the 5 Pillars of Beneficial Ownership.
Good people, good business, good ethics. We are FundApps.
FundApps is a company powered by experts, with a client community of 1000s and a culture underpinned by ethics. Oh - and we make the best regulatory software so our clients can "get a good night’s sleep now they have FundApps" *[real client quote]
Many lawyers, ex-regulators, info sec and other experts work for the B Corp that is FundApps. We are all about future-proofing our compliance monitoring and reporting software so we can always monitor the £19trn (and growing) of AuM for the industry’s most active and happy global compliance community [we get top notch NPS + CSAT scores year after year].
Why Community is the X Factor of Compliance
Discover the power of community & collaboration in the financial industry and why a diverse community leads to innovation, productivity, & compliance.
Our partners
…I can highly recommend their people and solution to any firm, large or small, which deals with shareholding disclosures. At FundApps the team is always ready to go the extra mile to fit your need. More importantly, they will think with you. My experience with them has been nothing but EXCELLENT!
Vik D, Group Compliance Officer
Dutch Insurance Group
FundApps has allowed our organisation to stay on top of time sensitive disclosure requirements, alert us to approaching threshold breaches, accommodate rule changes in jurisdictions across the globe and provide audit trails on historical disclosures...
Kai Chu, Senior Compliance Analyst
Ontario Teachers’ Pension Plan, Canada
FundApps has simplified the complexities of shareholding disclosure regulations into one intuitive, easy to use platform and provides continued support from both their customer success team and content team when required.
Charlotte Sneddon, Risk Information & Reporting Manager
Quilter, United Kingdom
...With the help of FundApps, we can commit to delivering high-quality investment outcomes to our clients. We're excited about joining FundApps’ compliance community and we look forward to working together.
Dirk Kaltschnee, Compliance Officer
Deka, Germany
FundApps’ Shareholding Disclosure service provides an intuitive and transparent solution to the ever-changing regulatory requirements we face. It will enhance our confidence in the filings we make, the integrity of the data used and the auditability of our shareholding disclosure reporting.
Manoj Chopra, Head of Risk Services
Vontobel, Switzerland
The combination of the Rule Commentary functionality, the explanation from FundApps and the detail provided about the rules from aosphere provides our business with a reliable solution that we can continue to use as our business grows.
Ben Battye, Chief Operations Officer
BennBridge, United Kingdom
...Using FundApps Filing Manager, my disclosures are ready to be submitted directly to the regulator at the simple click of a button. Once completed, I can view the filing status in one place with an entire audit trail, eliminating the need to cross-check various sources and validate the information submitted, making the entire disclosure process seamless.
Lynne Marchetti, Compliance Specialist
WCM Investment Management, United States
Our case studies
Viridian Asset Management Scales with FundApps
Viridian Asset Management leverages FundApps’ Shareholding Disclosure solution to ensure compliance and support scaling across multiple APAC territories.
FundApps Develops Filing Manager with Client CCLFG
Connor, Clark & Lunn Financial Group finds success and efficiency through a product sponsorship with FundApps, creating a new service, Filing Manager.
Swiss Asset Manager
A Swiss asset manager with $132 billion AuM achieved efficiency and accuracy using FundApps' comprehensive rules package and central dashboard.
Lets begin the journey
Dive in to discover how FundApps offers asset managers a tried and true route to constructing a compliance monitoring and reporting ecosystem that is future-proof.